Complaints - RIA

Clients queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.

• Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Client Servicing Team on info@wealthnvalue.com. Alternatively, the Investor may call on +91 9009199364
   
• A letter may also be written with their query/complaint and posted at the below mentioned address: Wealth N Value Investment Advisor , 1Office No. 114, DM Tower 21 1 Race Course Road, INDORE, MADHYA PRADESH, 452001
   
• Clients can write to the Compliance Officer at Compliance@wealthnvalue.com if the Investor does not receive a response within 10 business days of writing to the Client Servicing Team. The client can expect a reply within 10 business days of approaching the Compliance Officer.
   
• In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link: https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
   
• ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on "Online Resolution of Disputes in the Indian Securities Market. A common Online Dispute Resolution Portal (ODR Portal) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link - https://smartodr.in/
   

Trend of monthly disposal of complaints

March 2024 Month Complaints
 

*Inclusive of complaints of previous months resolved in the current month.

#Inclusiveof complaints pending as on the last day of the month.
 

Trend of annual disposal of complaints

*Inclusive of complaints of previous years resolved in the current year.

#Inclusiveof complaints pending as on the last day of the year.